Candice Pan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Candice Pan (潘士縈), a licensed Responsible Officer with CE reference ALU600. Currently licensed at 1 firm(s): Centuriam Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.0 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centuriam Limited 百式投資管理有限公司 |
RO | Type 4 - Advising on securities | 2025-06-09 | present |
| Centuriam Limited 百式投資管理有限公司 |
RO | Type 9 - Asset management | 2025-06-09 | present |
| Centuriam Limited 百式投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-02-02 | present |
| Centuriam Limited 百式投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-07-09 | 2025-06-09 |
| Centuriam Limited 百式投資管理有限公司 |
Rep | Type 9 - Asset management | 2024-01-22 | 2025-06-09 |
| Centuriam Limited 百式投資管理有限公司 |
RO | Type 4 - Advising on securities | 2023-06-16 | 2024-07-09 |
| Centuriam Limited 百式投資管理有限公司 |
RO | Type 9 - Asset management | 2023-06-16 | 2024-01-22 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-02-17 | 2021-09-24 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-21 | 2021-09-24 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-21 | 2021-09-24 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-15 | 2021-01-12 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-03 | 2021-01-12 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-31 | 2020-01-31 |
| MUSHK Limited | Rep | Type 1 - Dealing in securities | 2005-03-29 | 2010-12-30 |
| MUSHK Limited | Rep | Type 4 - Advising on securities | 2005-03-29 | 2010-12-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Candice Pan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.