Kathy Ka Wai Ng
伍家慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathy Ka Wai Ng (伍家慧), a licensed Representative with CE reference AXS569. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-05-06 | present |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2021-09-30 | 2022-09-02 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2021-09-30 | 2022-09-02 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-21 | 2021-06-19 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-02 | 2021-06-19 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-08 | 2018-03-05 |