Li Choo Tay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Choo Tay ( ), a licensed former licensee with CE reference ALY829. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-31 | 2018-08-03 |
| MUSHK Limited | Rep | Type 1 - Dealing in securities | 2010-08-16 | 2010-12-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2007-03-21 | 2007-04-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-05-05 | 2007-04-20 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-05-05 | 2007-04-20 |