Li Choo Tay

CE No. ALY829 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Choo Tay (), a licensed former licensee with CE reference ALY829. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
Rep Type 1 - Dealing in securities 2010-12-31 2018-08-03
MUSHK Limited Rep Type 1 - Dealing in securities 2010-08-16 2010-12-30
Merrill Lynch (Asia Pacific) Limited Rep Type 7 - Providing automated trading services 2007-03-21 2007-04-20
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2005-05-05 2007-04-20
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2005-05-05 2007-04-20

Related