Yuko Kiuchi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuko Kiuchi ( ), a licensed former licensee with CE reference AEX949. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-31 | 2015-04-27 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2006-11-20 | 2010-12-30 |
| MUSHK Limited | Rep | Type 4 — Advising on securities | 2006-11-20 | 2010-12-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-11-02 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-11-02 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-11-02 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2006-11-02 |