Andrew John Portsmouth-Layton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew John Portsmouth-Layton ( ), a licensed former licensee with CE reference ADW087. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-31 | 2016-04-28 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-12-31 | 2016-04-28 |
| MUSHK Limited | RO | Type 1 — Dealing in securities | 2010-08-05 | 2011-02-28 |
| MUSHK Limited | RO | Type 4 — Advising on securities | 2010-08-05 | 2011-02-28 |
| MUSHK Limited | Rep | Type 4 — Advising on securities | 2006-07-04 | 2010-08-05 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2006-06-01 | 2010-08-05 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-07 | 2006-05-30 |