Simon Murray Pickworth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Murray Pickworth ( ), a licensed former licensee with CE reference AWT354. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-24 | 2020-05-08 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-09-24 | 2020-05-08 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-10 | 2016-01-08 |