Hau Lin Mak
麥巧蓮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Lin Mak (麥巧蓮), a licensed former licensee with CE reference ACW654. This person has 13.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-23 | 2017-02-21 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-31 | 2015-04-01 |
| MUSHK Limited | Rep | Type 1 - Dealing in securities | 2008-07-23 | 2010-12-30 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-02 | 2008-07-18 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 1 - Dealing in securities | 2005-02-25 | 2005-08-02 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-18 | 2005-02-25 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-16 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-27 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hau Lin Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.