John Allen Wadle
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Allen Wadle, a licensed Responsible Officer with CE reference AGS454. Currently licensed at 1 firm(s): M&G Investments (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&G Investments (Hong Kong) Limited | RO | Type 9 - Asset management | 2025-10-16 | present |
| M&G Investments (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-08-03 | present |
| M&G Investments (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-08-03 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-05 | 2020-06-05 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-20 | 2020-06-05 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-04-20 | 2020-06-05 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-07-16 | 2014-04-14 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-06 | 2011-12-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2009-04-07 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-03-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Allen Wadle during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.