Keith Kwok Ki Yeung
楊國基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keith Kwok Ki Yeung (楊國基), a licensed former licensee with CE reference ADT376. This person has 11.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Technologies Limited | Rep | Type 4 - Advising on securities | 2019-01-11 | 2019-02-04 |
| Aletheia Technologies Limited | RO | Type 4 - Advising on securities | 2018-03-15 | 2019-01-11 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 4 - Advising on securities | 2014-02-04 | 2014-11-21 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-28 | 2013-12-30 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-28 | 2014-02-04 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-04 | 2012-07-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2007-01-30 | 2009-01-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-08-14 | 2007-01-30 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-07-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Keith Kwok Ki Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.