Stephanie Chi Ling Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Chi Ling Lau (劉致伶), a licensed Representative with CE reference APG601. Currently licensed at 1 firm(s): Moody's Investors Service Hong Kong Limited. Active regulated activities: Type 10 - Providing credit rating services. This person has 17.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2015-01-05 | present |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-07 | 2013-06-30 |
| MainFirst Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | 2009-01-05 | 2009-10-30 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-16 | 2008-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephanie Chi Ling Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.