Stephanie Chi Ling Lau
劉致伶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Chi Ling Lau (劉致伶), CE reference APG601. Currently licensed at 1 firm(s): Moody's Investors Service Hong Kong Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2015-01-05 | present |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-07 | 2013-06-30 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2009-01-05 | 2009-10-30 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-16 | 2008-10-08 |