Selina Lim Sia
謝琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Selina Lim Sia (謝琳), a licensed former licensee with CE reference ACO266. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-03 | 2012-06-11 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2004-07-12 | 2007-03-10 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2003-12-30 | 2004-07-08 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-19 | 2004-07-08 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-03 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-03 |