Wai Yin Leung

梁偉賢
CE No. AGO097 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin Leung (梁偉賢), a licensed former licensee with CE reference AGO097. This person has 4.3 years of SFC licence history. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
HSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司
Rep Type 1 - Dealing in securities 2005-08-04 2007-07-01
HSBC Securities (Asia) Limited Rep Type 1 - Dealing in securities Pre-2003 2005-11-14
HSBC Securities (Asia) Limited Rep Type 4 - Advising on securities Pre-2003 2003-12-05
HSBC Securities (Asia) Limited Rep Type 6 - Advising on corporate finance Pre-2003 2003-12-05
HSBC Securities (Asia) Limited Rep Type 9 - Asset management Pre-2003 2003-12-05

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