King Chi Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Chi Lai (黎敬之), a licensed Responsible Officer with CE reference AFY824. Currently licensed at 1 firm(s): Deutsche Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 16.1 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2024-09-23 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-05-23 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-09-25 | 2024-05-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-03-07 | 2023-07-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-03-07 | 2023-07-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-03-07 | 2023-07-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-14 | 2019-03-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-14 | 2019-03-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-07-14 | 2019-03-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-07-29 | 2014-03-26 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-03-05 | 2013-07-29 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-06 | 2006-04-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2004-02-06 | 2006-04-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-02-06 | 2006-04-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 9 - Asset management | 2004-02-06 | 2005-01-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as King Chi Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.