Ming Hong Tan
陳鳴鳳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Hong Tan (陳鳴鳳), a licensed former licensee with CE reference AGL055. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-04-21 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | present | 2005-04-21 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2005-04-21 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 9 - Asset management | present | 2005-02-15 |