Andrew Wai Fai Yeung
楊煒輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Wai Fai Yeung (楊煒輝), a licensed former licensee with CE reference AFU161. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Opus Capital Limited 創富融資有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-25 | 2022-08-19 |
| Opus Capital Limited 創富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-09-25 | 2022-08-19 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-15 | 2020-09-01 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-01-15 | 2020-09-01 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-13 | 2019-06-28 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-02-13 | 2019-06-28 |
| Huabang Corporate Finance Limited 華邦融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-12-13 | 2018-10-19 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-07 | 2016-10-31 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-09-07 | 2016-10-31 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-03 | 2015-09-07 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-03 | 2015-09-07 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 1 — Dealing in securities | 2007-06-26 | 2014-06-03 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 — Advising on securities | 2007-06-26 | 2014-06-03 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-06-26 | 2014-06-03 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-10 | 2007-06-26 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2004-01-10 | 2007-06-26 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-01-10 | 2007-06-26 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 9 — Asset management | 2004-01-10 | 2005-01-28 |
| Shun Loong Capital Limited 順隆融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-12 |