Chen Chang Tsai
蔡辰昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Chang Tsai (蔡辰昌), a licensed former licensee with CE reference AGN063. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-05-07 | 2011-05-23 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-05-07 | 2011-05-23 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-05-07 | 2011-05-23 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-02 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-04-02 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-04-02 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-15 |