Kenneth Shiu Pong Ho
何兆邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Shiu Pong Ho (何兆邦), CE reference AGK896. Currently licensed at 2 firm(s): Haitong International Securities Company Limited, Haitong International Capital Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-31 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 — Advising on securities | 2014-03-31 | present |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-03-31 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-29 | 2014-03-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-29 | 2014-03-31 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-06-29 | 2014-03-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-22 | 2012-03-15 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-09 | 2012-03-15 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-06-09 | 2012-03-15 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-05-10 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-05-10 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-05-10 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-15 |