Chau Yuen Chan
陳秋源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chau Yuen Chan (陳秋源), a licensed former licensee with CE reference AFQ905. This person has 12.9 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gate3 Capital Limited |
RO | Type 4 - Advising on securities | 2021-11-26 | 2022-08-31 |
| Gate3 Capital Limited |
RO | Type 9 - Asset management | 2021-11-26 | 2022-08-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-24 | 2015-06-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2013-07-24 | 2015-06-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2013-07-24 | 2015-06-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2015-06-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-16 | 2015-06-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2007-10-16 | 2015-06-26 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2007-10-16 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-10-16 | 2013-07-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2007-10-16 | 2010-12-06 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2007-01-15 | 2007-10-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-11 | 2007-10-09 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-12-11 | 2007-10-09 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-11-10 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-11-10 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-18 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-03-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-18 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chau Yuen Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.