Gate3 Capital Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gate3 Capital Limited ( ), a Hong Kong-based licensed corporation with CE reference BRM403. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 5). Earliest licence on file: 2021-11-26.
Registered address
Room 1002, 10/F, Winsome House, 73 Wyndham Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2021-11-26 | present |
| Type 9 — Asset management | 2021-11-26 | present |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chau Yuen Chan 陳秋源 | RO 4, 9 | 2021-11 | 2022-08 |
| Li Cheng 程莉 | RO 4, 9 | 2021-11 | 2022-04 |
| Tak Yan Lau 劉德欣 | RO 4, 9 Rep 4, 9 | 2022-03 | Present |
| Wai Kin Lau 劉偉健 | RO 4, 9 | 2025-06 | Present |
| Ka Ho (SFC:BSL532) Ng 吳家浩 | RO 4, 9 | 2022-08 | 2025-01 |
Showing 1–5 of 5
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