Kwok Hung Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hung Ng (吳國雄), a licensed Representative with CE reference ACL451. Currently licensed at 1 firm(s): Yuanta Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 21.2 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-02 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-02 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-02 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-27 | 2011-06-22 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-05-30 | 2011-06-22 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-04-29 | 2011-06-22 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-07-15 | 2011-06-22 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-07-15 | 2011-06-22 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-07-15 | 2011-06-22 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-04-26 | 2011-06-22 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2011-06-22 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-16 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2011-06-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Hung Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.