Kenneth Kin Hing Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Kin Hing Lam (林建興), a licensed Responsible Officer with CE reference ABV605. Currently licensed at 2 firm(s): Quam Asset Management Limited, Quam Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-02-25 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-05-25 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 - Asset management | 2007-05-14 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-10-15 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | present |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
RO | Type 1 - Dealing in securities | 2005-02-02 | 2006-01-31 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2008-09-01 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-02-28 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-28 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-10-15 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-15 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2012-07-16 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-15 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-10-15 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-02-28 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenneth Kin Hing Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.