Katherine Wai Kay Chan
陳蕙姬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Wai Kay Chan (陳蕙姬), a licensed former licensee with CE reference AAC681. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-17 | 2008-08-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-28 | 2007-10-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-25 | 2007-10-31 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-25 | 2006-01-31 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-06-25 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-06-25 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-06-25 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-06-25 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-06-25 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-06-25 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 — Asset management | present | 2004-06-25 |