Po Kei Chan
陳寶基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Kei Chan (陳寶基), a licensed former licensee with CE reference ADW721. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-14 | 2017-01-01 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-14 | 2017-01-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-26 | 2015-01-13 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2015-01-13 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-01-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-10 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-10 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-10 |