Caesar Man Wa Luk

陸文華
CE No. AAV934 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caesar Man Wa Luk (陸文華), a licensed Responsible Officer with CE reference AAV934. Currently licensed at 1 firm(s): Light & Salt Capital Management Limited. Active regulated activities: Type 9 - Asset management. This person has 20.1 years of SFC licence history. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Light & Salt Capital Management Limited
亮存資產管理有限公司
RO Type 9 - Asset management 2014-09-10 present
Partner Fund Management (Asia), Limited RO Type 9 - Asset management 2011-07-08 2011-11-25
RAB Capital (Asia) Limited RO Type 1 - Dealing in securities 2008-04-17 2010-10-20
RAB Capital (Asia) Limited RO Type 4 - Advising on securities 2007-09-28 2010-10-20
RAB Capital (Asia) Limited RO Type 5 - Advising on futures contracts 2007-09-28 2010-10-20
RAB Capital (Asia) Limited RO Type 9 - Asset management 2007-09-28 2010-10-20
Pi Investment Management Limited RO Type 4 - Advising on securities Pre-2003 2007-09-28
Pi Investment Management Limited RO Type 5 - Advising on futures contracts Pre-2003 2007-09-28
Pi Investment Management Limited RO Type 9 - Asset management Pre-2003 2007-09-28

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