Richard Maxwell Godwin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Maxwell Godwin ( ), a licensed former licensee with CE reference ALW546. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2024-06-17 | 2024-06-28 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2007-03-22 | 2010-05-26 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 9 — Asset management | 2007-03-22 | 2010-05-26 |
| Pi Investment Management Limited |
Rep | Type 4 — Advising on securities | 2005-04-14 | 2007-03-16 |
| Pi Investment Management Limited |
Rep | Type 5 — Advising on futures contracts | 2005-04-14 | 2007-03-16 |
| Pi Investment Management Limited |
Rep | Type 9 — Asset management | 2005-04-14 | 2007-03-16 |