Ellen Sze Man Lee
李思敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ellen Sze Man Lee (李思敏), a licensed former licensee with CE reference APH709. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Light & Salt Capital Management Limited 亮存資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-02-17 | 2018-01-31 |
| Red Gate Asset Management Company Limited | Rep | Type 4 — Advising on securities | 2013-02-20 | 2016-01-31 |
| Red Gate Asset Management Company Limited | Rep | Type 9 — Asset management | 2013-02-20 | 2016-01-31 |
| Landmark Asset Management Limited |
Rep | Type 4 — Advising on securities | 2012-03-22 | 2013-01-30 |
| Landmark Asset Management Limited |
Rep | Type 9 — Asset management | 2012-03-22 | 2013-01-30 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-04-18 | 2012-02-18 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-29 | 2012-02-18 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-29 | 2012-02-18 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-27 | 2008-02-14 |