Christopher Kwong Wa Choy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Kwong Wa Choy (蔡光華), a licensed Responsible Officer with CE reference AAK430. Currently licensed at 2 firm(s): Lego Securities Limited, Lego Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.8 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-16 | present |
| Lego Asset Management Limited 力高資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-03-01 | present |
| Lego Asset Management Limited 力高資產管理有限公司 |
RO | Type 9 - Asset management | 2019-03-01 | present |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 4 - Advising on securities | 2012-08-15 | 2018-07-29 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 9 - Asset management | 2012-08-15 | 2018-07-29 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-04-18 | 2012-08-15 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-04-18 | 2012-08-15 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 - Asset management | 2012-02-21 | 2012-10-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-14 | 2018-07-29 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 - Advising on securities | 2011-09-14 | 2012-10-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-26 | 2011-09-14 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2011-04-26 | 2012-02-21 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-19 | 2011-04-14 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-09-19 | 2011-04-14 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-10-19 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-02 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-10-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Christopher Kwong Wa Choy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.