Basis Asset Management Limited

格致資產管理有限公司
CE No. BQL814 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Basis Asset Management Limited (格致資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BQL814. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 18 (total recorded over time: 24). Earliest licence on file: 2021-01-29.

Category:
Buyside · Asset management
Registered address:
Suite 1901-02, 19/F, Chinachem Leighton Plaza, 29 Leighton Road, Causeway Bay
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2021-01-29 present
Type 9 - Asset management 2021-01-29 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (24)

Active on date
Name Activities First licensed To
Hermia Wing Gee Chan 陳穎芝 RO 4, 9 Rep 4, 9 2021-04 Present
Kelvin Chun Kei Chan 陳俊祺 RO 4, 9 2021-01 Present
Ming Hang Chong 莊銘恒 RO 4, 9 Rep 4, 9 2021-07 Present
Sammy Chung Hing Lau 劉頌興 RO 4, 9 2021-01 Present
Li Li 李勵 RO 4, 9 Rep 4, 9 2024-04 Present
Xinxin Wang 王欣欣 RO 4, 9 Rep 9 2021-03 Present
Chun Ming Jimmy Chan 陳振明 Rep 9 2024-12 Present
Kwok Kai Fong 方國佳 Rep 4, 9 2025-11 Present
Doris Pui Sze Ho-Lee 何珮詩 Rep 4, 9 2026-08 Present
Chee Shing Lau 劉志成 Rep 4, 9 2026-08 Present
Frederick Andrew Law 羅頌然 Rep 4, 9 2025-12 Present
Mei Wan Lee 利美芸 Rep 4, 9 2026-03 Present
Peter Chun Wai Lee 李振威 Rep 4, 9 2026-04 Present
Spencer Yu Cheong Leung 梁裕昌 Rep 4, 9 2026-06 Present
Alex Ho Hay Mui 梅浩禧 Rep 4, 9 2025-11 Present
Ka Po Ng 吳家寶 Rep 4, 9 2026-07 Present
Ho Wing Poon 潘浩榮 Rep 4, 9 2024-12 Present
Chester Chi Tat Yeung 楊志達 Rep 4, 9 2025-12 Present
Jackson Pok Man Kwan 關博文 Rep 4, 9 2023-06 2025-02
Katherine Ching Yu Chan 陳菁瑜 Rep 4, 9 2022-08 2024-10
Joyce Po Kuen Kwan 關寶娟 RO 4, 9 Rep 4 2023-05 2024-10
Chun Tsung Cheung 張振棕 RO 4, 9 2023-06 2024-03
Stephen Koon Chung Wong 王貫中 Rep 4, 9 2022-01 2023-02
Ching Yee Yau 游靜儀 Rep 4, 9 2022-02 2022-08
Showing 1–24 of 24

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 438 staff - 2 shared activity types - 光大證券投資服務(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 2 shared activity types - 招商證券(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 317 staff - 2 shared activity types - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 273 staff - 2 shared activity types - 瑞穗證券亞洲有限公司

Related