Joyce Po Kuen Kwan
關寶娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joyce Po Kuen Kwan (關寶娟), a licensed Responsible Officer with CE reference ABC588. Currently licensed at 1 firm(s): Macedon Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macedon Asset Management Limited 馬其頓資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-12-30 | present |
| Macedon Asset Management Limited 馬其頓資產管理有限公司 |
RO | Type 9 — Asset management | 2025-12-30 | present |
| Macedon Asset Management Limited 馬其頓資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-28 | 2025-12-30 |
| Macedon Asset Management Limited 馬其頓資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-05-28 | 2025-12-30 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 4 — Advising on securities | 2025-01-07 | 2025-05-15 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 9 — Asset management | 2025-01-07 | 2025-05-15 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-19 | 2025-01-07 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2024-12-19 | 2025-01-07 |
| Basis Asset Management Limited 格致資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-27 | 2024-10-08 |
| Basis Asset Management Limited 格致資產管理有限公司 |
RO | Type 9 — Asset management | 2023-06-27 | 2024-10-08 |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-17 | 2023-06-27 |
| Grey Investment Limited 高易投資有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-08 | 2023-04-24 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2013-02-27 | 2020-05-19 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-12-07 | 2020-05-19 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-16 | 2012-12-07 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-01 | 2011-11-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-01 | 2011-11-11 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-23 | 2010-10-03 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-02 | 2010-10-03 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-25 | 2007-02-05 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-24 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |