Li Li
李勵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Li (李勵), a licensed Responsible Officer with CE reference BHM430. Currently licensed at 1 firm(s): Basis Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.4 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Basis Asset Management Limited 格致資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-07-10 | present |
| Basis Asset Management Limited 格致資產管理有限公司 |
RO | Type 9 - Asset management | 2026-07-10 | present |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-06-12 | 2026-07-10 |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-06-12 | 2026-07-10 |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-04-15 | 2024-04-23 |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-04-15 | 2024-04-23 |
| Vered Asset Management Limited 薔薇資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-05-17 | 2023-10-16 |
| Vered Asset Management Limited 薔薇資產管理有限公司 |
RO | Type 9 - Asset management | 2022-05-17 | 2023-10-16 |
| Vered Asset Management Limited 薔薇資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-28 | 2022-05-17 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-18 | 2021-09-30 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-18 | 2021-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.