Grand Capital Securities Limited
大唐資本證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grand Capital Securities Limited (大唐資本證券有限公司), a Hong Kong-based licensed corporation with CE reference BOM170. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 9 (total recorded over time: 29). Earliest licence on file: 2019-10-10.
- Category:
-
Sell side · Brokerage
- Registered address:
- 21/F, Silver Fortune Plaza, 1 Wellington Street, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2019-10-10 | present |
| Type 4 - Advising on securities | 2019-10-10 | present |
| Type 9 - Asset management | 2019-10-10 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (29)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hei Yu Kwok 郭晞瑜 | RO 1, 4, 9 Rep 1, 4, 9 | 2020-05 | Present |
| Tak Lun Lee 李德麟 | RO 1, 4, 9 | 2019-10 | Present |
| Luen On Tsui 徐聯安 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-12 | Present |
| Lai Ping Chau 周黎萍 | Rep 1 | 2020-04 | Present |
| Yau Sun Choi 蔡友巽 | Rep 1, 4 | 2020-11 | Present |
| Hai Hong 洪海 | Rep 1, 4 | 2025-02 | Present |
| Chi Ming Lo 盧志明 | Rep 1, 4, 9 | 2020-06 | Present |
| Liqiong Wang 王莉琼 | Rep 1, 4, 9 | 2024-05 | Present |
| Hiu Yung Wong 黃曉蓉 | Rep 1 | 2024-06 | Present |
| Ping Yip Chan 陳炳業 | RO 1, 4 | 2019-10 | 2024-12 |
| Maosheng Xing 邢茂生 | Rep 1 | 2021-09 | 2024-07 |
| Ka Chun Yu 余嘉浚 | Rep 1, 4 | 2021-05 | 2024-05 |
| Ka Ho Chan 陳嘉浩 | Rep 1, 4, 9 | 2021-03 | 2024-05 |
| Chak Ming Lee 李澤銘 | Rep 1 | 2021-07 | 2024-04 |
| Lo Chan 陳路 | Rep 1 | 2021-02 | 2024-03 |
| Yi Hao 郝毅 | Rep 1 | 2021-10 | 2024-02 |
| Rosa Wai Tsang Lee 李惟琤 | RO 1, 4, 9 | 2019-10 | 2024-01 |
| Robert Wai Wang Lee 李惟宏 | RO 1, 4, 9 | 2020-08 | 2023-10 |
| Kiu Fung Cheng 鄭橋烽 | Rep 1, 4, 9 | 2022-01 | 2023-07 |
| Kening Ye 叶可宁 | Rep 1, 4 | 2021-05 | 2023-05 |
| Shuai Yuan 袁帥 | Rep 1, 4, 9 | 2020-08 | 2022-12 |
| Jason Chun Pui Chu 朱震培 | Rep 1 | 2021-03 | 2022-11 |
| Chun Ho Kwok 郭俊浩 | Rep 1, 4, 9 | 2020-07 | 2022-10 |
| Ka Yi Tsang 曾家怡 | Rep 1 | 2021-12 | 2022-03 |
| Yuanwei Song 宋苑瑋 | Rep 1, 4 | 2020-09 | 2021-12 |
| Kim Kwan Sze 施劍君 | Rep 1, 4 | 2020-03 | 2021-09 |
| Yuqi Wang 王玉琪 | Rep 1, 4 | 2021-05 | 2021-08 |
| Charles Kar Jon Sun 辛嘉俊 | Rep 1 | 2020-07 | 2021-07 |
| Keung Lam 林強 | Rep 1 | 2020-07 | 2020-08 |
Showing 1–29 of 29
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司