Luen On Tsui
徐聯安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luen On Tsui (徐聯安), CE reference AIB800. Currently licensed at 1 firm(s): Grand Capital Securities Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-02 | present |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 4 — Advising on securities | 2024-01-02 | present |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 9 — Asset management | 2024-01-02 | present |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-18 | 2024-01-02 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-18 | 2024-01-02 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 9 — Asset management | 2023-12-18 | 2024-01-02 |
| Senchi Morgan Assets Management Limited 盛世摩根資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-11-22 | 2023-06-30 |
| Senchi Morgan Assets Management Limited 盛世摩根資產管理有限公司 |
RO | Type 9 — Asset management | 2018-11-22 | 2023-06-30 |
| Senchi Morgan Capital Market Limited 盛世摩根證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-03 | 2023-06-30 |
| Senchi Morgan Capital Market Limited 盛世摩根證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-05 | 2017-11-03 |
| Tensant Securities Limited 天晟證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-25 | 2017-02-15 |
| Tensant Securities Limited 天晟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-21 | 2014-04-25 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-27 | 2008-11-18 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-27 | 2008-11-18 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2008-11-18 |