Chi Ming Lo
盧志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Lo (盧志明), CE reference ANG986. Currently licensed at 1 firm(s): Grand Capital Securities Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-15 | present |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-15 | present |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 9 — Asset management | 2020-06-15 | present |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-06-15 | 2024-12-17 |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-06-15 | 2024-12-17 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-11-21 | 2020-05-21 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-03 | 2020-05-21 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-10-03 | 2020-05-21 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-01 | 2020-05-21 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-01 | 2020-05-21 |