Lai Ping Chau
周黎萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ping Chau (周黎萍), CE reference AHG509. Currently licensed at 1 firm(s): Grand Capital Securities Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-01 | present |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-04-01 | 2024-12-17 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-04 | 2020-03-19 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-04 | 2020-03-19 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-04 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-12-04 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-04 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-12-04 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-04 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-12-04 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-12-04 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-04 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-04 |