Robert Wai Wang Lee
李惟宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Wai Wang Lee (李惟宏), CE reference APK188. Currently licensed at 3 firm(s): Xin Yongan International Securities Company Limited, China Xin Yongan Futures Company Limited, Xin Yongan International Asset Management Company Limited. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xin Yongan International Securities Company Limited 新永安國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-29 | present |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-12-29 | present |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-12-29 | present |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2023-12-29 | present |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
RO | Type 9 — Asset management | 2023-12-29 | present |
| Xin Yongan International Securities Company Limited 新永安國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-11 | 2023-12-29 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-12-11 | 2023-12-29 |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-11 | 2023-12-29 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2023-12-11 | 2023-12-29 |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-12-11 | 2023-12-29 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-13 | 2023-10-26 |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-08-13 | 2023-10-26 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 4 — Advising on securities | 2020-08-13 | 2023-10-26 |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-08-13 | 2023-10-26 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 9 — Asset management | 2020-08-13 | 2023-10-26 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-19 | 2019-04-19 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-11-19 | 2019-04-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-11-19 | 2019-04-19 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-11-19 | 2019-04-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-11-19 | 2019-04-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 9 — Asset management | 2018-11-19 | 2019-04-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-13 | 2018-11-19 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-13 | 2018-11-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-13 | 2018-11-19 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-08-13 | 2018-11-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-13 | 2018-11-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-08-13 | 2018-11-19 |