Conrad Investment Services Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Conrad Investment Services Limited, a Hong Kong-based licensed corporation with CE reference BIV795. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 6 (total recorded over time: 16). Earliest licence on file: 2017-05-18.
- Category:
-
Sell side · Brokerage
- Registered address:
- 23/F, Tung Hip Commercial Building, 244-248 Des Voeux Road Central, Sheung Wan
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2017-05-18 | present |
| Type 4 - Advising on securities | 2018-12-21 | present |
| Type 9 - Asset management | 2020-12-28 | present |
| Type 2 - Dealing in futures contracts | 2018-01-30 | 2024-09-16 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (16)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wai Yan Lau 劉偉恩 | RO 1, 9 Rep 1, 2, 4, 9 | 2018-04 | Present |
| Tsz Fei Ngo 敖子飛 | RO 1, 2, 4 Rep 1, 9 | 2017-05 | Present |
| Pok Wai Tong 唐博韋 | RO 1, 2, 4, 9 | 2017-05 | Present |
| Ronald Ngai Chiu Leung 梁毅釗 | Rep 1 | 2020-08 | Present |
| Chun Fei So 蘇振飛 | Rep 1, 9 | 2018-09 | Present |
| Shun Ming Wong 黃信明 | Rep 1, 9 | 2020-05 | Present |
| Wing Yuk Wong 黃永育 | Rep 1 | 2023-08 | 2024-01 |
| Tak Wah Yeung 楊德華 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-09 | 2023-03 |
| Wing Shing Tang 鄧永誠 | Rep 1 | 2019-05 | 2022-11 |
| Siu Hoi Chai 齊小開 | Rep 1, 4 | 2017-11 | 2022-06 |
| Danfang Zheng 鄭淡方 | Rep 1 | 2021-05 | 2021-09 |
| Aidi Zhang 張愛娣 | Rep 1 | 2021-05 | 2021-06 |
| Ka Wai Lam 林嘉偉 | RO 4, 9 Rep 1, 4 | 2020-07 | 2021-04 |
| Ka Chung Lai 黎家聰 | Rep 4 | 2019-04 | 2020-05 |
| Kin On Lam 林建安 | Rep 1 | 2018-05 | 2018-06 |
| Wai Fung Tang 鄧偉鋒 | RO 1, 2 | 2017-05 | 2018-04 |
Showing 1–16 of 16
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