Guotai Global Investments Limited
國泰全球投資管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guotai Global Investments Limited (國泰全球投資管理有限公司), a Hong Kong-based licensed corporation with CE reference BEL572. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 15 (total recorded over time: 23). Earliest licence on file: 2015-08-19.
- Category:
-
Buyside · Asset management
- Registered address:
- 8/F, 28 Hennessy Road, Wanchai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2019-05-07 | present |
| Type 4 - Advising on securities | 2015-08-19 | present |
| Type 9 - Asset management | 2015-08-19 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (23)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Zhengtai Jiang 姜征泰 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-05 | Present |
| Jiayin Zhao 趙佳音 | RO 1, 4, 9 | 2024-03 | Present |
| Xiangyong Zhou 周向勇 | RO 1, 4, 9 | 2015-08 | Present |
| Cong Cong 叢叢 | Rep 1, 4, 9 | 2021-03 | Present |
| Wanru Gu 谷婉茹 | Rep 1, 4, 9 | 2018-12 | Present |
| Zhilei Hu 胡智磊 | Rep 1, 4, 9 | 2026-08 | Present |
| King Yan Lau 劉璟欣 | Rep 1, 4, 9 | 2023-11 | Present |
| Yanfu Li 李彦甫 | Rep 1, 4, 9 | 2026-03 | Present |
| Xing Liang 梁杏 | Rep 1, 4, 9 | 2025-03 | Present |
| Jingwei Lu 陸經緯 | Rep 1, 4, 9 | 2025-10 | Present |
| Ketong Weng 翁可通 | Rep 1, 4, 9 | 2022-01 | Present |
| Kefan Wu 吳可凡 | Rep 1, 4, 9 | 2025-04 | Present |
| Ronghe Zhang 張容赫 | Rep 1, 4, 9 | 2025-12 | Present |
| Yiyao Zhang 张懿瑶 | Rep 1, 4, 9 | 2023-11 | Present |
| Dan Zhu 朱丹 | Rep 1, 4, 9 | 2025-08 | Present |
| Xuanren Chen 陳宣任 | Rep 1, 4, 9 | 2019-07 | 2025-10 |
| Lei Shi 石磊 | Rep 1, 4, 9 | 2019-04 | 2025-10 |
| Zhehong Zhu 朱哲弘 | Rep 1, 4, 9 | 2023-11 | 2025-05 |
| Xiangjun Wu 吳向軍 | RO 1, 4, 9 | 2015-08 | 2024-08 |
| Tiantian Fang 方天田 | Rep 1, 4, 9 | 2020-07 | 2023-03 |
| Luoyan Zhou 周珞晏 | Rep 4, 9 | 2019-01 | 2019-10 |
| Jue Qi 齊覺 | RO 4, 9 | 2015-08 | 2019-05 |
| Hongping Huang 黃洪萍 | Rep 4, 9 | 2016-08 | 2018-05 |
Showing 1–23 of 23
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