SFGHK Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SFGHK Limited, a Hong Kong-based licensed corporation with CE reference AOR964. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 3 (total recorded over time: 29). Earliest licence on file: 2007-06-12.
- Category:
-
Sell side · Brokerage
- Registered address:
- Room 501, 5/F, 1 Lyndhurst Tower, 1 Lyndhurst Terrace, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2007-06-12 | present |
| Type 4 - Advising on securities | 2017-07-14 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (29)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Fung Kit Cheng 鄭豐傑 | RO 1, 4 Rep 1 | 2011-07 | Present |
| Patrick Kwok Hing Shea 佘國興 | RO 1, 4 Rep 4 | 2015-12 | Present |
| Kwan Lung Yu 余君龍 | RO 1, 4 | 2022-04 | Present |
| Wai Man Wong 王慧敏 | RO 1, 4 Rep 1 | 2020-04 | 2020-06 |
| Yuen Fai Shum 沈遠輝 | RO 1, 4 | 2017-09 | 2019-12 |
| Wing Lun Kwok 郭詠麟 | RO 1, 4 | 2016-08 | 2017-08 |
| Shing Wai Yiu 姚盛慧 | RO 1 | 2011-09 | 2016-08 |
| Chi Yin Chan 陳志賢 | Rep 1 | 2012-04 | 2014-04 |
| Kim Huat Lim | RO 1 | 2010-05 | 2011-09 |
| Chor Soon Law 劉祖旋 | Rep 1 | 2010-10 | 2011-08 |
| Jerry Yee Meng Low | RO 1 Rep 1 | 2010-07 | 2011-07 |
| Wing Kin Chung 鍾永健 | Rep 1 | 2010-08 | 2011-07 |
| Michael Shirley | RO 1 | 2007-06 | 2011-05 |
| Shuk Ching Yau | Rep 1 | 2010-09 | 2011-03 |
| Jukka Tapio Hakli | Rep 1 | 2009-05 | 2010-02 |
| Parul Joy Saini | Rep 1 | 2009-05 | 2010-02 |
| Yuwen Ding 丁煜雯 | Rep 1 | 2009-04 | 2009-11 |
| Christopher Linford Shute | RO 1 | 2009-05 | 2009-11 |
| Jeremy David Wernert | RO 1 Rep 1 | 2009-05 | 2009-10 |
| Jonathan Chung Shing Cheng 鄭中誠 | Rep 1 | 2009-06 | 2009-10 |
| Andrew Jonathan Coleman | Rep 1 | 2009-07 | 2009-09 |
| Donna Maree Chown | RO 1 Rep 1 | 2007-08 | 2008-05 |
| Charles Robert Dirck Wittenoom | Rep 1 | 2007-07 | 2008-05 |
| Peter George Williamson | Rep 1 | 2007-09 | 2008-05 |
| Jonathan George Edgar | RO 1 | 2007-07 | 2008-05 |
| Robert Simeon Lord | Rep 1 | 2007-08 | 2008-05 |
| Anthony Casey Wilson | RO 1 Rep 1 | 2007-08 | 2008-05 |
| Steven Kai Xia 夏凱 | Rep 1 | 2008-04 | 2008-05 |
| Christopher George Searle | Rep 1 | 2007-11 | 2008-04 |
Showing 1–29 of 29
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