Robert Simeon Lord
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Simeon Lord, a licensed former licensee with CE reference APF575. This person has 16.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barrenjoey Asia Limited | RO | Type 1 - Dealing in securities | 2018-05-07 | 2024-07-30 |
| Barrenjoey Asia Limited | RO | Type 4 - Advising on securities | 2018-05-07 | 2024-07-30 |
| Barrenjoey Asia Limited | Rep | Type 1 - Dealing in securities | 2015-03-06 | 2018-05-07 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-08-04 | 2015-03-01 |
| SFGHK Limited | Rep | Type 1 - Dealing in securities | 2007-08-02 | 2008-05-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert Simeon Lord during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.