Jeremy David Wernert
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeremy David Wernert ( ), a licensed former licensee with CE reference AEN823. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-24 | 2015-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-04-26 | 2015-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2012-04-26 | 2015-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-04 | 2013-01-24 |
| SFGHK Limited | RO | Type 1 — Dealing in securities | 2009-06-15 | 2009-10-15 |
| SFGHK Limited | Rep | Type 1 — Dealing in securities | 2009-05-26 | 2009-06-15 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-05-16 | 2009-02-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-04-23 | 2009-02-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2003-10-31 | 2009-02-16 |