Tung Shing Securities (Brokers) Limited
東盛證券(經紀)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Shing Securities (Brokers) Limited (東盛證券(經紀)有限公司), a Hong Kong-based licensed corporation with CE reference ACP065. Current licensed staff on file: 0 (total recorded over time: 718). Earliest licence on file: 2012-03-15.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2017-02-12 |
| Type 3 - Leveraged foreign exchange trading | 2012-03-15 | 2017-02-12 |
| Type 4 - Advising on securities | Pre-2003 | 2003-10-24 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-24 |
| Type 7 - Providing automated trading services | Pre-2003 | 2003-11-07 |
| Type 9 - Asset management | Pre-2003 | 2003-10-24 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (718)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tat Sang Au 區達生 | RO 1 | 2016-10 | 2017-02 |
| Hector Wai Keung Chan 陳偉強 | Rep 1 | 2003-08 | 2017-02 |
| Ka Keung Chan 陳家強 | Rep 1 | 2013-08 | 2017-02 |
| Keung Lam Chan 陳強林 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Kwok Hing Chan 陳國興 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Kwok Wah Chan 陳國華 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Kwok Yan Chan 陳國仁 | Rep 1 | 2003-08 | 2017-02 |
| Kwong Cheong Chan 陳廣昌 | Rep 1 | 2015-08 | 2017-02 |
| Lok Siu Chan 陳洛紹 | Rep 1 | 2003-08 | 2017-02 |
| Veng Chun Chan 陳榮存 | Rep 1 | 2006-08 | 2017-02 |
| Yin Ping Chan 陳燕冰 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Kam Kee Chan Poon 陳潘金姬 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Dominic Fun Yan Cheng 鄭勳仁 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Hok Yin Cheng 鄭學賢 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| May Cheng 鄭美 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Siu Fung Cheng 鄭兆豐 | Rep 1 | 2016-06 | 2017-02 |
| Wing Yan Tiffany Cheng 鄭詠欣 | Rep 1, 3 | 2010-06 | 2017-02 |
| Yiu Kam Cheng 鄭耀淦 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Bang Wai Kwong Cheung 張偉光 | Rep 1 | 2005-11 | 2017-02 |
| Josephine Lei Kwan Cheung 張莉群 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Wai Chun Cheung 張惠珍 | Rep 1 | 2015-04 | 2017-02 |
| Yolanda Siu Hing Cheung 張少卿 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Kwan Chin 錢珺 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Lap Tak Choi 蔡立德 | Rep 1 | 2003-05 | 2017-02 |
| Po Kan Chow 周寶根 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Tsui Ngan Chow 周翠銀 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Yun Hing Chow 周潤興 | Rep 1 | 2005-06 | 2017-02 |
| Joseph Ming Fai Chu 朱鳴輝 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Man Sau Chui 徐文秀 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Kam Cheung Chung 鍾錦祥 | Rep 1 | 2004-12 | 2017-02 |
| Koon Keung Chung 鍾冠強 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Yee Chin Chung 鍾義展 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Hong Fei Ding 丁鴻飛 | Rep 1 | 2003-08 | 2017-02 |
| Chi Kwong Fok 霍志光 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Ka Leung Fok 霍家亮 | Rep 1 | 2008-03 | 2017-02 |
| Joanna Yuen Chun Fu 傅元珍 | Rep 1 | 2005-11 | 2017-02 |
| Yuk Sin Fu 符玉仙 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Wai Keung Fung 馮偉強 | Rep 1 | 2006-06 | 2017-02 |
| Mabel Mei Yin Ha 夏美賢 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| David Kwong Lam Hang 幸廣林 | RO 1, 3 | 2016-10 | 2017-02 |
| Bing Ho 何兵 | Rep 1 | 2006-05 | 2017-02 |
| Ka Ki Ho 何家棋 | Rep 1 | 2004-01 | 2017-02 |
| Kin Lok Ho 何健樂 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Kwong Hun Ho 何光鏗 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Man Koon Ho 何民冠 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Rebecca Wai Ha Ho 何慧霞 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Siu Kwan Ho 何少群 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Wing Man Ho 何詠雯 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Fung Yee Hui 許鳳意 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Wai Ming Hui 許偉明 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Wang On Hui 許宏安 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Chi Ngai Hung 洪自藝 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Cheung Ching Ip 葉長清 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Chi Wing Ip 葉志榮 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Yue Kai Edward Kan 簡羽佳 | Rep 1 | 2010-11 | 2017-02 |
| Hoi On Ko 高海安 | Rep 1 | 2004-09 | 2017-02 |
| Siu Yin Ko 高少賢 | Rep 1 | 2003-08 | 2017-02 |
| Siu Hung Kwok 郭笑鴻 | Rep 1 | 2008-07 | 2017-02 |
| Ivan Yuk Cheong Kwong 鄺煜昌 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Ting Wah Kwong 鄺鼎華 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Ming Ki Lai 黎銘其 | Rep 1 | 2003-05 | 2017-02 |
| Cheuk Yu Lam 林卓宇 | Rep 1, 3 | 2011-04 | 2017-02 |
| Ching Fai Lam 林澄暉 | Rep 1 | 2010-06 | 2017-02 |
| Kin Cheung Lam 林健祥 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Tak Fung Lam 林德豐 | Rep 1 | 2016-06 | 2017-02 |
| Tun Sau Lam 林敦綬 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Wing Kin Lam 林永健 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Bo Wai Lau 劉寶威 | Rep 1 | 2004-01 | 2017-02 |
| Chung Ping Lau 劉仲平 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Debby Wai Mei Lau 劉惠媚 | RO 1 Rep 1 | 2014-06 | 2017-02 |
| Ngoi Lai Lau 劉靄麗 | Rep 1 | 2003-05 | 2017-02 |
| Ivan Chung Ming Law 羅頌明 | RO 1, 3 Rep 1, 3 | 2013-08 | 2017-02 |
| Sabrina Sam My Lay 李紹雯 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Gene Siu Wai Lee 李少偉 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Hing Ming Lee 李興明 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Leander Yuk Kwong Lee 李煜光 | Rep 1 | 2003-06 | 2017-02 |
| Lin Shing Lee 李連城 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Mabel Lee 李美寶 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Man Ching Lee 李敏菁 | Rep 1 | 2004-09 | 2017-02 |
| Po Kong Lee 李寶光 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Sheung Lin Lee 李相蓮 | Rep 1 | 2006-11 | 2017-02 |
| Tip Sheung Lee 李蝶雙 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Yin Chung Lee 李彥忠 | Rep 1 | 2015-11 | 2017-02 |
| Yiu Wing Lee 李耀榮 | RO 1 Rep 1 | 2013-01 | 2017-02 |
| Angel Kam Fung Leung 梁金鳳 | Rep 1 | 2003-05 | 2017-02 |
| Frankie Wai Man Leung 梁偉文 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Ka Chun Leung 梁家俊 | Rep 1 | 2016-07 | 2017-02 |
| Chi Kin Li 李子健 | Rep 1 | 2015-12 | 2017-02 |
| Kai Fai Li 李啟輝 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Kwok Choi Li 李國財 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Lucy Yuk Li 李玉 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Man Kit Li 李文傑 | Rep 1, 3 | 2012-07 | 2017-02 |
| Simon Tak Keung Li 李德強 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Sing Yeung Li 李聲揚 | Rep 1 | 2014-04 | 2017-02 |
| Siu On Li 李紹安 | Rep 1 | 2014-01 | 2017-02 |
| Wing Lau Li 李永鎏 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Shiow Shya Lin 林秀霞 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Kim Keung Ling 凌劍強 | RO 1 Rep 1 | 2010-01 | 2017-02 |
| Wai Nam Lok 駱惠南 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Wai Yip Lui 呂偉業 | Rep 1 | 2011-11 | 2017-02 |
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