Kim Keung Ling
凌劍強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Keung Ling (凌劍強), a licensed former licensee with CE reference ACS615. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-13 | 2018-03-19 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-02-13 | 2018-03-19 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-16 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-08-16 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-20 | 2017-02-12 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-12-20 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-05 | 2010-12-20 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-05 | 2010-12-20 |
| SAGE Asset Management (HK) Limited 智盛資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-21 | 2005-12-19 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-05-10 | 2004-12-22 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-05-10 | 2004-12-22 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-06-30 | 2003-09-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2003-06-26 | 2003-09-01 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2003-06-26 | 2003-09-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-06-26 | 2003-09-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 7 — Providing automated trading services | 2003-06-26 | 2003-07-21 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2003-06-26 | 2003-07-21 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-26 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-26 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-06-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-26 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-26 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-26 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-26 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-26 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-26 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-26 |