Siu Fung Cheng

鄭兆豐
CE No. AWS792 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Fung Cheng (鄭兆豐), a licensed former licensee with CE reference AWS792. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
Ark Group Holdings (Hong Kong) Limited
方舟集團控股(香港)有限公司
RO Type 1 — Dealing in securities 2023-04-18 2025-11-10
Ark Group Holdings (Hong Kong) Limited
方舟集團控股(香港)有限公司
RO Type 4 — Advising on securities 2023-04-18 2025-11-10
Ark Group Holdings (Hong Kong) Limited
方舟集團控股(香港)有限公司
Rep Type 4 — Advising on securities 2021-11-17 2023-04-18
Ark Group Holdings (Hong Kong) Limited
方舟集團控股(香港)有限公司
Rep Type 1 — Dealing in securities 2021-10-27 2023-04-18
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2017-02-13 2021-09-28
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 2 — Dealing in futures contracts 2017-02-13 2021-09-28
Tung Shing Securities (Brokers) Limited
東盛證券(經紀)有限公司
Rep Type 1 — Dealing in securities 2016-06-14 2017-02-12
Tung Shing Futures (Brokers) Limited
東盛期貨(經紀)有限公司
Rep Type 2 — Dealing in futures contracts 2016-06-14 2017-02-12
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2015-08-13 2017-02-12
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 2 — Dealing in futures contracts 2015-08-13 2017-02-12
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 — Dealing in securities 2013-03-18 2015-07-22
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2013-03-18 2015-07-22
South China Securities Limited
南華證券投資有限公司
Rep Type 1 — Dealing in securities 2011-01-27 2012-09-28
South China Commodities Limited
南華期貨有限公司
Rep Type 2 — Dealing in futures contracts 2011-01-27 2012-09-28

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