Kwok Yan Chan
陳國仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Yan Chan (陳國仁), CE reference AAF506. Currently licensed at 1 firm(s): SinoPac Securities (Asia) Limited . Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-13 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-02-13 | present |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-25 | 2017-02-12 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-08-25 | 2017-02-12 |
| Honour Securities Company Limited 忠誠證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-08-23 |
| Honour Futures Limited 忠誠期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-08-23 |
| Honour Securities Company Limited 忠誠證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-08-23 |
| Honour Futures Limited 忠誠期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-08-23 |
| Honour Securities Company Limited 忠誠證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-23 |
| Honour Futures Limited 忠誠期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-08-23 |
| Honour Securities Company Limited 忠誠證券有限公司 |
RO | Type 9 — Asset management | present | 2003-08-23 |