Siu On Li
李紹安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu On Li (李紹安), a licensed Representative with CE reference AAF535. Currently licensed at 1 firm(s): SinoPac Securities (Asia) Limited . Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-13 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-02-13 | present |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-15 | 2017-02-12 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-15 | 2017-02-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-12-13 | 2013-12-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-13 | 2013-12-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2013-12-31 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2011-01-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-01-12 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2004-01-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-01-12 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-12 |