Sing Yeung Li
李聲揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sing Yeung Li (李聲揚), a licensed former licensee with CE reference ANK461. This person has 13.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Securities Limited 環一證券有限公司 |
RO | Type 4 - Advising on securities | 2019-06-17 | 2021-03-13 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-06 | 2021-03-13 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-06 | 2019-06-17 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-17 | 2018-09-07 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-13 | 2017-06-16 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2017-02-13 | 2017-06-16 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2016-11-18 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-17 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-17 | 2016-11-18 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-15 | 2017-02-12 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-28 | 2014-02-18 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-12-09 | 2014-02-18 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-26 | 2010-12-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sing Yeung Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.