Hoi On Ko
高海安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi On Ko (高海安), a licensed Representative with CE reference AFS658. Currently licensed at 1 firm(s): SinoPac Securities (Asia) Limited . Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-08-29 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-13 | present |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-03 | 2017-02-12 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-09-02 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-09-02 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-09-02 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-09-02 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-09-02 |