Anglo Chinese Securities, Limited

英高證券有限公司
CE No. AAD365 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anglo Chinese Securities, Limited (英高證券有限公司), a Hong Kong-based licensed corporation with CE reference AAD365. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 5 (total recorded over time: 16).

Category:
Buyside · Proprietary trading
Registered address:
Room 4001 40/F, Two Exchange Square, 8 Connaught Place, Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 present
Type 4 - Advising on securities Pre-2003 present
Type 6 - Advising on corporate finance Pre-2003 present
Type 9 - Asset management Pre-2003 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (16)

Active on date
Name Activities First licensed To
Stephen Edward Clark RO 1, 4, 6, 9 Pre-2003 Present
Christopher John Howe RO 1, 4, 6, 9 Pre-2003 Present
Nicholas Edward Mawdsley RO 1, 4, 9 Rep 1, 4, 9 2005-06 Present
Darren Shun Kit Lam 林淳傑 Rep 1, 4 2019-06 Present
King Hei Lo 羅景曦 Rep 1, 4 2024-02 Present
Shing Hin Lai 黎丞軒 Rep 1, 4 2021-09 2023-05
Charles Yim 嚴儲文 Rep 1, 4, 9 2015-06 2022-07
Andrew Stephen Forbes Rep 1, 4 2014-07 2017-05
Wilfred Wai Chak Yuen 袁瑋澤 Rep 1, 4, 9 2013-03 2015-02
Shun Wah So 蘇順華 Rep 1, 4 2011-10 2013-02
Lok Tin Chan 陳樂天 Rep 1, 4 2010-11 2011-08
Pui Kit Lau 劉佩傑 Rep 1, 4, 9 2006-09 2010-09
Jay Hemant Bhatt Rep 1, 4, 9 2005-07 2008-06
Siew Mei Huang 黃雪梅 Rep 4, 9 2003-05 2005-03
Yuk Cheung Lam 林沃祥 Rep 1, 4, 6, 9 Pre-2003 2004-12
Mary Charlotte McBain RO 4, 9 Pre-2003 2003-10
Showing 1–16 of 16

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