Pui Kit Lau
劉佩傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Kit Lau (劉佩傑), a licensed former licensee with CE reference AMN578. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fantasia Asset Management Limited 花樣年資產管理有限公司 |
RO | Type 9 — Asset management | 2018-05-30 | 2018-12-31 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-17 | 2017-10-12 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
RO | Type 9 — Asset management | 2017-01-17 | 2017-10-12 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-01-28 | 2015-05-31 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-01-28 | 2015-05-31 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-01-28 | 2015-05-31 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-05 | 2015-01-28 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-05 | 2015-01-28 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-09-05 | 2015-01-28 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-29 | 2010-09-22 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-13 | 2010-09-22 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 9 — Asset management | 2006-09-25 | 2010-09-22 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 — Asset management | 2005-10-26 | 2006-08-04 |