Lok Tin Chan
陳樂天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Tin Chan (陳樂天), a licensed former licensee with CE reference AQA322. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-26 | 2011-08-19 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-26 | 2011-08-19 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-24 | 2010-11-04 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-27 | 2010-11-04 |