Lok Tin Chan
陳樂天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Tin Chan (陳樂天), a licensed former licensee with CE reference AQA322. This person has 3.6 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-26 | 2011-08-19 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-26 | 2011-08-19 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-24 | 2010-11-04 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-27 | 2010-11-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Tin Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.